Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Our Denver office is seeking a Client Service Associate (CSA) to support assigned Financial Advisors (FA) on a growing team.

The Client Service Associate will help shape the future of service by modernizing the client experience through an elevated standard of care. This role assists with the development and growth of the business through engaging and utilizing the full capabilities of the firm. This is a great opportunity for a self-motivated and committed individual who can thrive while working in a fast-paced, innovative, and growing wealth advisory team. There is plenty of room for growth and mentorship.

Responsibilities include, but are not limited to:

• Provide sales and administrative support to customers and Financial Advisors
• Maintain client account information and assist Financial Advisors with special projects as needed
• Coordinate and prepare for client review meetings and set up new accounts
• Organize and maintain calendar and meeting schedule
• Process invoices, check requests, and expense reports
• Research and arranges detailed travel plans: prepare travel itineraries and compiles all documents and information needed for travel and appointments
• Interact with customers both in person and on the phone
• Prepare correspondence, presentations and reports
• Follow up on deadline-driven tasks and issues
• Answer phones and take detailed, accurate messages
• Maintain files and documents
• Perform other tasks and duties as required and assigned

• Bachelor's Degree from an accredited university preferred but not required
• 2 years broker/dealer administrative and sales support preferred, but not required
• FINRA Series 7 and 66 licenses preferred, but not required
• Strong commitment to customer service
• Basic/working knowledge of general office procedures and equipment (multi-line phones, FAX, computer and keyboard skills)
• Proficient in MS Office
• Professional appearance and demeanor essential
• Positive 'can-do' attitude, ability to prioritize, multi-task and meet deadlines required

Job Benefits:

What Wedbush Offers You

Wedbush Securities (WS) aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm provided equal opportunities to succeed. As part of the overall compensation package, WS offers a diverse array of benefits to our Colleagues.

• Comprehensive medical, dental, and vision coverage with multiple health plan options
• Health Savings Account (HSA) with company-sponsored contributions
• Flexible Spending Accounts (FSA) traditional and dependent care
• Pre-Tax Commuter Benefits
• 401(k) Plan: competitive discretionary company matching and profit-sharing contributions
• Tuition reimbursement ($5,250 max per year)
• Paid Time Off: Vacation, Sick Time, Holidays
• Charitable Donation Matching Contributions
• Paid Leave: Parental Bonding, Jury Duty, Volunteer Time Off, Military, Disability, etc.
• FINRA License Sponsorship
• Travel & Employee Assistance and Employee Discount Programs

The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $45,000-$65,000. Colleagues may be eligible for additional, discretionary incentive compensation based on the colleague's and the firm's performance. At Wedbush, it is not typical for an individual to be hired at, or near, the top of the range for their role. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to location; skill sets; experience and training; licensure and certifications; and other business and organizational needs.

Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here https://www.e-verify.gov/employees/e-verify-overview

From: Wedbush Securities